Mark’s commitment to objective, independent wealth management led him to establish The Appleton Group LLC in April of 2002. With over 20 years of experience in the financial services industry, Mark serves as portfolio manager for our private client group, and co-manages all assets held in our suite of portfolio offerings.

His responsibilities include risk analysis, asset allocation, market research, and institutional client development. Mark also serves as both Principal and CEO of The Appleton Group.

Mark earned his Accredited Investment Fiduciary (AIF®) designation from the Center for Fiduciary Studies in 2016, and earned the Series 7, 63 and 65 designations in 1996. He is a 1992 graduate of Lawrence University with a Bachelor’s degree in Music Theory & Composition and Music Education.

Mark is a frequent contributor as a guest columnist for the Appleton Post Crescent, and has been featured in a variety of publications including Insight Magazine, Investment Advisor Magazine, and is a frequent guest panelist. He is a life-long Wisconsin resident, and in 2014 he established the Foundation for a Sustainable Wisconsin.